SW1 โ Welcome to OCC & the NDIS
Welcome to Open Care Connect. You are joining a team that exists for one reason: to help people with disability live the life they choose. That is not marketing language โ it is what happens on every shift, in every home, every day. As a support worker, you are at the centre of it.
Open Care Connect (trading as Open Care Community Services Pty Ltd) is a registered NDIS provider located at 32 Ranfurlie Circuit, Melton West VIC 3338. Our ABN is 22 668 873 694 and our NDIS Provider ID is 4-JU2I9UJ. You can find more information at opencareconnect.com.au.
We are a smaller provider by design. Being smaller means we know our participants, we know our team, and we can be flexible and responsive. Our participants see consistent faces, build genuine relationships, and receive support that is tailored to them. That is only possible because of the quality of our support workers.
Our Vision and Mission
Our vision is to provide quality and inclusive services that empower individuals with disabilities to thrive.
Our mission is to passionately deliver comprehensive and accessible services tailored to the unique needs of individuals with disabilities. Through collaboration, advocacy, and innovative support, we aim to empower independence and inclusion for everyone we support.
Our Six Values
These values are taken directly from OCC's Participant Handbook (V1.1, approved 01 March 2026). They are how we expect every team member to behave โ not just statements on a wall.
| Value | What It Means on the Job |
|---|---|
| Putting People First with Respect | We prioritise and tailor our services, respecting and valuing the unique needs of individuals with disabilities. You are at the centre of everything we do. |
| Empowerment and Growth through Empathy | We are dedicated to fostering independence, inclusion, and empowerment, listening empathetically to the needs of everyone we support. |
| Celebrating Diversity | We embrace and honour the diverse backgrounds and contributions of all individuals. We deliver culturally safe and inclusive services. |
| Dedicated Assistance and Listening | We actively listen and support individuals with disabilities, helping them achieve their aspirations and goals. We hear you before we act. |
| Team Collaboration for Excellence | Through collaborative efforts across our team, we ensure high-quality and accessible services for every participant. |
| Accountability and Responsibility | We hold ourselves accountable for our actions and decisions, ensuring transparency and trustworthiness in all we do. |
What Your Role Involves
As a support worker at OCC, your primary responsibility is to deliver the supports outlined in each participant's support plan, in the way the participant prefers, and to the standard required by the NDIS and OCC. This includes assisting with daily personal activities, supporting community access, helping develop daily living skills, and completing accurate progress notes after every session โ within 24 hours.
You are a professional. That does not mean you cannot be warm, caring, and genuinely engaged with the people you support โ those qualities are essential. But it does mean maintaining professional boundaries, keeping participant information confidential, and acting in the participant's best interests at all times.
You arrive at a participant's home for the first time. Their support plan says they prefer to direct their own routine. Your job is not to arrive with a checklist. Ask: 'What would you like to do first today?' and follow their lead. After the shift, write a progress note that accurately records what you did, how the participant engaged, and any relevant observations โ within 24 hours of the shift ending.
Your Staff ID
You have been assigned a unique OCC staff identifier. Use it on every progress note, incident report, and system entry you make. Every record at OCC must be traceable to the person who created it. If you ever lose access to OCC systems, contact the Operations Manager immediately.
Knowledge Check
To provide quality and inclusive services that empower individuals with disabilities to thrive. This comes from OCC's Participant Handbook V1.1, approved 01 March 2026.
There are six values: Putting People First with Respect; Empowerment and Growth through Empathy; Celebrating Diversity; Dedicated Assistance and Listening; Team Collaboration for Excellence; and Accountability and Responsibility. In practice, for example, 'Dedicated Assistance and Listening' means asking and listening before acting โ not assuming you know what a participant needs or wants.
SW2 โ NDIS Code of Conduct
The National Disability Insurance Scheme (NDIS) is the framework you work within every day. Understanding how it works โ what it funds, who manages it, and what it requires of you โ will help you do your job better and protect both you and the people you support.
How the NDIS Works
The NDIS funds supports and services for Australians under the age of 65 who have a permanent and significant disability. The National Disability Insurance Agency (NDIA) assesses eligibility, develops individual funding plans, and manages participants' accounts. Each participant has an NDIS plan that outlines their goals and the budget available to fund specific types of support.
OCC is a registered NDIS provider. That means we have been assessed and approved by the NDIS Quality and Safeguards Commission to provide specific types of support. Participants choose OCC because they believe we can help them achieve their goals. Choosing a provider is their right โ and they can change providers if they are not satisfied.
The NDIS Quality and Safeguards Commission
The NDIS Quality and Safeguards Commission is the national regulator for NDIS providers. It is separate from the NDIA. The Commission sets and enforces the NDIS Practice Standards, administers the Code of Conduct, manages the Worker Screening system, investigates complaints and incidents, and can take regulatory action against providers who fail their obligations. As a support worker, you are directly accountable to the Commission through the Code of Conduct.
OCC's Eight Registration Groups
OCC is registered to deliver supports in eight groups, confirmed in our NDIS Initial Scope of Audit (November 2023). You must only deliver supports within these groups and within your own training and competence.
| Code | Name | What You Might Deliver |
|---|---|---|
| 0102 | Assist Access/Maintain Employ | Employment-related support โ helping participants find, maintain, and succeed in employment. This includes job skills development, workplace modifications, and employment coaching. |
| 0104 | Assist Personal Activities High | High intensity daily personal activities โ complex personal care tasks that require specialised training, such as management of medication, complex bowel care, enteral feeding, and wound care. Only workers with HIDPA-specific training may deliver these supports. |
| 0106 | Assist-Life Stage, Transition | Support during major life transitions โ leaving school, entering employment, moving from home, or other significant changes in a participant's life circumstances. |
| 0107 | Assist-Personal Activities | Standard daily personal activities โ personal hygiene and care, meal preparation, domestic assistance, and other routine daily living supports. |
| 0108 | Assist-Travel/Transport | Assistance with travel and transport โ supporting participants to travel independently, use public transport, and access the community safely. |
| 0117 | Development-Life Skills | Development of daily living and life skills โ building participants' capacity for independent living including cooking, budgeting, managing a home, and using community services. |
| 0120 | Household Tasks | Household tasks โ cleaning, laundry, gardening, home maintenance where these tasks support the participant's independence or are necessary for safe and healthy living. |
| 0125 | Participate Community | Community participation โ supporting participants to engage in social, recreational, and community activities, build relationships, and participate in their community. |
Registration group 0104 (Assist Personal Activities High) requires specific HIDPA training for each task type. You must not attempt high-intensity personal activities without the specific training and supervisor confirmation. If you are unsure, ask before your next shift.
What NDIS Plans Do Not Fund
The NDIS does not fund supports that are the responsibility of other systems โ Medicare (medical treatment), education (school tuition), housing (rent and mortgage), or supports that are not related to the participant's disability. It also does not fund everyday living costs like groceries or utility bills that non-disabled people pay for themselves. If a participant asks for something that seems outside NDIS funding, check with your supervisor rather than guessing.
Knowledge Check
The NDIA (National Disability Insurance Agency) manages participant plans and funding โ it assesses eligibility, creates NDIS plans, and manages participant budgets. The NDIS Quality and Safeguards Commission is the regulator โ it sets and enforces the standards providers must meet, administers the Code of Conduct, manages worker screening, and handles complaints. You interact with the NDIA through participant plans; you are accountable to the Commission through your conduct.
Registration group 0107 โ Assist-Personal Activities. This covers standard daily personal activities including personal hygiene, meal preparation, and domestic assistance. Note that group 0104 (Assist Personal Activities High) covers the same types of tasks but at high intensity โ for participants with complex needs requiring specialised training. You must only deliver 0104 supports if you have completed the required HIDPA training.
SW3 โ Worker Screening & Compliance
The NDIS Code of Conduct sets out how you must behave as an NDIS worker. It is legally binding, it applies to every shift and every interaction, and breaching it has real consequences. These consequences can include employment action by OCC, a finding by the NDIS Commission that you have engaged in worker misconduct, and a negative impact on your Worker Screening Check status.
The Seven Conduct Obligations
| Obligation | What the Law Requires | What You Must Never Do |
|---|---|---|
| 1. Respect individual rights | Act with respect for individual rights to freedom of expression, self-determination, and decision-making in accordance with applicable laws and conventions. | Override a participant's choices without lawful reason. Speak for someone who can speak for themselves. Dismiss preferences you personally disagree with. |
| 2. Respect privacy | Respect the privacy of people with disability. | Discuss participant information with unauthorised people. Post anything about a participant on social media. Share personal or health information without the participant's consent and without lawful authority. |
| 3. Safe and competent delivery | Provide supports and services in a safe and competent manner with care and skill. | Attempt tasks outside your training or competence. Cut corners on safe work procedures. Deliver supports you are not qualified for โ even if the participant asks. |
| 4. Integrity, honesty, transparency | Act with integrity, honesty, and transparency. | Falsify progress notes or incident reports. Mislead participants, family, or OCC management. Cover up a mistake instead of reporting it. |
| 5. Raise and act on concerns | Promptly take steps to raise and act on concerns about matters that might have an impact on the quality and safety of supports provided to people with disability. | Stay silent about a safety concern. Wait until your next scheduled supervision. Tell yourself it is not your place to report. |
| 6. Prevent violence, exploitation, neglect and abuse | Take all reasonable steps to prevent and respond to all forms of violence against, exploitation, neglect, and abuse of people with disability. | Ignore unexplained injuries. Excuse a participant's fearful behaviour as 'just their personality.' Assume someone else will report it. |
| 7. Prevent sexual misconduct | Take all reasonable steps to prevent and respond to sexual misconduct. | Have any sexual contact with a participant under any circumstances. Fail to immediately report sexual misconduct by anyone in the participant's environment. |
What Happens When the Code Is Breached
If the NDIS Commission receives a complaint or becomes aware of conduct that may breach the Code, it can investigate and take compliance action. This can include giving a compliance notice, requiring training, issuing a banning order (preventing someone from working with NDIS participants), or referring serious matters to police. OCC is required to cooperate fully with any Commission investigation and to report certain conduct matters proactively.
A participant asks you for some of your personal cash because they have run out of money. You genuinely feel sorry for them. What do you do? Do not give cash โ even with the best intentions. Giving personal money to a participant blurs professional boundaries and could expose you to accusations of financial exploitation. The right action is to contact your supervisor immediately so the participant can access appropriate emergency support. Your job is to get them the right help โ not to act as a personal resource.
After your shift, a colleague at another organisation asks how a participant they used to support is getting on. You know this person โ they seem trustworthy. What do you do? You cannot share any information about the participant. The fact that the colleague used to support them does not give them any current right to information. Politely decline and report the contact to your supervisor. Even well-meaning information sharing is a privacy breach.
Knowledge Check
Obligation 2 is: Respect the privacy of people with disability. This means keeping all participant information confidential, not sharing it with unauthorised people, not posting anything about participants on social media, and handling all personal and health information in line with the Privacy Act 1988 and OCC's privacy policy.
Yes. Obligation 5 of the NDIS Code of Conduct requires you to promptly take steps to raise and act on concerns about matters that might have an impact on the quality and safety of supports provided to people with disability. Staying silent about a safety concern is itself a breach of the Code. You are protected under law when you raise concerns in good faith.
SW4 โ Person-Centred Support
Before you can work with NDIS participants at OCC, you must pass the NDIS Worker Screening Check. This is a legal requirement under the National Disability Insurance Scheme (Worker Screening) Act 2020 (Cth). It is not something OCC can waive or skip, no matter how experienced you are or how urgently we need support workers.
What the Check Involves
The NDIS Worker Screening Check is a national background check that assesses whether a person poses an unacceptable risk to people with disability. In Victoria, the check is conducted by the Department of Justice and Community Safety. The assessment considers: criminal history (including spent convictions in some cases); information from professional disciplinary bodies; relevant civil and family court orders; and information from child protection authorities.
The check is conducted once nationally, but it covers all Risk Assessed Roles across all NDIS providers. This means your clearance from OCC also applies if you work for another registered NDIS provider. It is valid for five years from the date of clearance.
Risk Assessed Roles at OCC
Your role as a support worker at OCC is a Risk Assessed Role under category (a) of the NDIS (Worker Screening) Act 2020 โ meaning you directly deliver NDIS supports to participants. This means you must hold a clearance before you can work with participants without direct line-of-sight supervision.
| RAR Category | Who It Covers | Your Status |
|---|---|---|
| Category (a) | Workers who directly deliver NDIS supports to participants | All support workers at OCC โ including you |
| Category (b) | Key personnel โ managers and directors who make decisions affecting participant lives | OCC management team (OCCS001โOCCS005) |
| Category (c) | Workers who have more than incidental contact with participants in their duties | May apply to admin, transport, and other roles |
The Application Process
Your employer (OCC, through the HR/Finance Manager) will initiate the screening application process. You will need to provide 100 points of identification โ this typically includes a passport or birth certificate (70 points) plus a driver's licence or Medicare card (25โ35 points each). Do not start this process independently โ the HR/Finance Manager will guide you through it.
The screening authority aims to determine your RAR status within 20 working days of receiving a complete application. While your application is being processed, you may only work with participants under direct supervision. You cannot be left alone with a participant until clearance is received and confirmed by OCC management.
Working with an NDIS participant in a Risk Assessed Role without a current clearance or approved interim status is a serious breach of the law. It places OCC at risk of losing its NDIS registration and places you at personal legal risk. If you have any doubt about your screening status, contact the HR/Finance Manager before your next shift.
Maintaining Your Check
Your NDIS Worker Screening Check is valid for five years. OCC will track expiry dates through the HR system and notify you when your renewal is due. You must not allow your clearance to lapse. If your clearance lapses, you cannot legally continue working with NDIS participants until the renewal is processed. If your circumstances change in a way that might affect your clearance (for example, a new criminal charge), you are legally required to notify the NDIS Commission.
Knowledge Check
Only under direct line-of-sight supervision from another OCC worker who holds a current clearance. You cannot be left alone with a participant until your clearance or interim approval is confirmed in writing by OCC management. The HR/Finance Manager will advise you of your status โ do not make assumptions about when you can work independently.
Five years from the date of clearance. The clearance is national โ it applies to all NDIS-registered employers, not just OCC. If you work for another NDIS provider in addition to OCC, you use the same clearance. OCC will track your expiry date and prompt you to renew in advance.
SW5 โ Communication & Relationships
Starting a new role at OCC involves a structured induction journey โ not just a form to sign and a password to set up. The induction process ensures that before you work with participants independently, you have the knowledge, the documentation, and the Director's formal sign-off. This is a legal requirement under our NDIS registration conditions, not an administrative preference.
Our induction process is documented in HR-TMI-001 (Mandatory Training Index). The Director of OCC must personally review and sign off your completed induction checklist before you can deliver supports to participants without direct supervision.
Your Five-Stage Induction
| Stage | When | What Happens | Who Is Involved |
|---|---|---|---|
| Stage 1: Pre-Commencement | Before your first day | Employment contract signed; Worker Screening Check application submitted; 100 points of ID verified; right to work confirmed; payroll set up; mandatory training commenced where possible online | HR/Finance Manager |
| Stage 2: Day 1 | Your first day | Welcome briefing; workplace tour; introductions to team; system access set up; OCC values and culture overview; Code of Conduct read and signed; OCC photo ID and staff ID issued; emergency procedures explained | Your supervisor, Operations Manager |
| Stage 3: Week 1 | Days 2 to 5 | OCC policies and procedures overview; how to access participant files and the roster; incident reporting system walkthrough; progress note requirements; first supervision meeting | Your supervisor |
| Stage 4: Weeks 2 to 4 | First four weeks | Supervised practice sessions with participants; online mandatory training completed (NDIS Worker Orientation Module and other required modules); infection control training completed; first formal supervision session completed and documented | Your supervisor, HR/Finance Manager |
| Stage 5: Director Sign-Off | Approx. end of week 4 | Director reviews completed induction checklist; confirms all mandatory training completed; confirms Worker Screening clearance received; signs off authorising you to deliver supports independently | Director |
Until the Director has reviewed and signed your completed induction checklist, you must only work with participants under direct supervision. Even if you have worked in disability support before, our induction process must be completed in full.
Supervision During and After Induction
During your first four weeks, you will have at least two documented supervision sessions โ one in Week 1 and one in Weeks 2 to 4. After induction is complete, OCC supports workers through regular supervision. Casual workers receive supervision monthly (or more frequently where there is a performance concern). Supervision is a two-way conversation โ you can raise questions, concerns, or feedback about your role, your participants, or your working conditions.
Your probation period runs for three months from your commencement date. During probation, your supervisor will assess your performance against the requirements of your role and the OCC values. If you have concerns about how your probation is going, raise them in supervision โ do not wait for a formal review.
You start at OCC on a Monday. By Friday, you have signed your employment contract, been introduced to the team, received your staff ID and system access, and signed the Code of Conduct. In weeks 2 to 4, you shadow an experienced support worker for three shifts before delivering your first independent supervised shift. You complete the NDIS Worker Orientation Module online and receive your infection control certificate. At the end of week 4, the HR/Finance Manager prepares your completed induction checklist and submits it to the Director. The Director reviews it, confirms your screening clearance has been received, and signs the checklist. You are now authorised to work with participants independently.
Knowledge Check
The Director of OCC must personally review your completed induction checklist and sign off authorising you to work with participants independently. This is required under OCC's NDIS registration conditions and applies to all new workers, regardless of prior experience.
Three months from your commencement date. During this period, your supervisor will regularly assess your performance against your role requirements and OCC's values. Regular supervision sessions are provided, and you can raise any concerns at any time.
SW6 โ Manual Handling & WHS
Mandatory training is not something to complete once and forget. It is an ongoing requirement that forms part of your professional obligation as an NDIS worker. OCC monitors mandatory training currency for all staff, and failing to keep up with training requirements is treated as a performance issue. Some training must be completed before you start working with participants. Other training must be refreshed annually.
Training You Must Complete Before Working Independently
| Training | Where | Certificate? | Validity |
|---|---|---|---|
| NDIS Worker Orientation Module: Quality, Safety and You | training.ndiscommission.gov.au (free) | Yes โ download and provide to OCC | One-off (but refresher recommended every 3 years) |
| NDIS New Worker Module (8 online modules on rights, safety, conduct, reporting) | training.ndiscommission.gov.au (free) | Yes | One-off |
| Infection Prevention and Control | OCC-approved provider | Yes | Annual |
| Manual Handling / Safe Moving and Handling | OCC-approved provider | Yes | Annual (or as required by participant support needs) |
| OCC Induction Training | Internal โ delivered by supervisor | Internal sign-off | Once per employment |
Ongoing Annual Training
| Training | Frequency | Who Coordinates |
|---|---|---|
| Infection Prevention and Control | Annual | HR/Finance Manager |
| Manual Handling | Annual (or upon new participant with complex needs) | HR/Finance Manager |
| First Aid and CPR | First Aid: 3 years | CPR: Annual | HR/Finance Manager |
| Emergency Procedures | Annual refresher | Operations Manager |
| Safeguarding and Abuse Prevention | Annual | HR/Finance Manager |
| Medication Administration (where applicable) | Annual or as required by participant support plan | HR/Finance Manager โ requires specific qualification |
High Intensity Training (HIDPA)
If you are rostered to support a participant with complex health needs โ such as management of a PEG tube, tracheostomy, complex bowel care, or subcutaneous injections โ you must hold specific High Intensity Daily Personal Activities (HIDPA) training for that task. OCC will not roster you for HIDPA supports unless you have the required qualification or are working under direct clinical supervision. Do not attempt these tasks without the appropriate training, even if you feel confident. The consequences for participants can be serious.
Keeping Your Training Current
The HR/Finance Manager maintains a training register for all staff that tracks completion dates and expiry dates. You will receive a reminder from your supervisor when a renewal is due. You are also responsible for knowing your own training status. If you are ever unsure whether your training is current, ask the HR/Finance Manager before your next shift.
Knowledge Check
At training.ndiscommission.gov.au โ the NDIS Commission's free online training portal. You create a free account, enrol in the module 'Quality, Safety and You', complete all sections, and download your certificate of completion. This certificate must be provided to the HR/Finance Manager and placed on your staff file. The module takes approximately 90 minutes to complete.
Training lapses are treated as a performance issue. If your training lapses, the HR/Finance Manager will contact you to arrange renewal. In some cases, lapsed training may affect your ability to be rostered for certain support types. You are responsible for knowing your training expiry dates โ OCC will send reminders, but it is ultimately your professional responsibility to maintain currency.
SW7 โ Medication Awareness
Person-centred support is not a philosophy you agree with in your head โ it is something you do, on every shift, in every moment. It changes how you ask questions, how you listen, how you plan, how you adapt when things do not go as expected. It is the foundation of everything the NDIS is built on, and it is the standard by which your work is assessed.
The NDIS Practice Standards require that all providers deliver supports in a way that is guided by the participant's individual needs, goals, and preferences. This is assessed at audit through documentation, participant feedback, and interviews with staff.
What Person-Centred Support Looks Like
Person-centred support starts with a fundamental shift in thinking. Instead of asking 'What does this person need?' you ask: 'What does this person want to achieve, and how do they want to be supported to get there?' Those are very different questions with very different answers.
| Not Person-Centred | Person-Centred |
|---|---|
| You arrive and immediately start on the task list from the support plan | You greet the participant, ask how they are, and check in about what they want to focus on today |
| You do tasks for the participant because it is faster | You support the participant to do tasks themselves, stepping in only where needed |
| You talk about the participant to family members in front of them | You address the participant directly, even if they communicate differently |
| You follow the routine the same way every time | You adapt to the participant's mood, preferences, and changing circumstances |
| You assume you know what is best for the participant | You ask, listen, and take the participant's direction |
Supported Decision-Making
All adults โ including adults with disability โ have the right to make decisions about their own lives. Your role is to support decision-making, not to make decisions for participants. This includes decisions you might think are unwise, such as choosing to eat certain foods, to take certain risks, or to reject a particular type of support. The NDIS Code of Conduct requires you to respect these choices. Where a participant lacks capacity to make a specific decision, OCC will work with their guardian, nominee, or support coordinator to ensure decisions are made in their best interests โ not by the support worker acting alone.
Cultural and Communication Sensitivity
OCC participants come from a wide range of cultural, linguistic, and community backgrounds. Person-centred support means adapting to each person's preferred communication style, cultural practices, and community connections. If you are supporting someone whose first language is not English, use simple language, check for understanding frequently, and contact the Operations Manager if you need an interpreter. Never assume a participant cannot understand โ always give them the opportunity to communicate in the way that works best for them.
A participant's support plan says they are working towards cooking their own meals. You arrive and the participant says they just want to watch television today โ they do not feel like cooking. A task-focused worker might push back and say 'But your plan says cooking.' A person-centred worker respects the participant's choice, checks in about whether there is a reason they do not want to cook (tiredness? pain? something else?), notes it in the progress note, and perhaps asks if they would like to try again next time. The participant's goals matter โ but so does their autonomy on any given day.
Knowledge Check
You explain gently that their support plan is about building their cooking skills โ your role is to support them to cook, not to cook for them. You can ask what feels manageable today: maybe they want to cook one part of the meal and you help with the rest. You document what happened in your progress note. If this is a recurring pattern, you raise it with your supervisor so the plan can be reviewed. You do not simply take over โ that would undermine the participant's goal and is not person-centred support.
Dignity of risk means that people with disability have the same right as everyone else to make choices that carry some level of risk. Removing all risk from a person's life is not protection โ it is a form of over-restriction that limits their freedom and autonomy. Your role is to ensure the participant has the information and support to make an informed choice, to note any safety concerns in your documentation, and to raise significant risks with your supervisor. You do not unilaterally override the participant's choice because you think it is risky.
SW8 โ Incident Reporting
Your documentation is not just paperwork. It is a legal record, an accountability tool, a continuity mechanism, and evidence of the quality of care you provide. A progress note that is missing, vague, or inaccurate creates problems for the participant, for OCC, and for you personally. At audit, documentation is one of the primary things the NDIS Commission looks for.
Every support session you deliver must be documented in a progress note within 24 hours of the session ending. This is an OCC policy requirement and a reflection of the NDIS Practice Standards' requirement for contemporaneous, accurate record-keeping.
What Must Be in a Progress Note
| Element | Details |
|---|---|
| Date and time | Start time and end time of the support session |
| Participant name and ID | Full name and OCC participant reference number |
| Your name and staff ID | Your full name and OCC staff ID (e.g., OCCS006) |
| Supports delivered | What you actually did during the session โ be specific, not generic |
| Participant engagement and response | How the participant engaged with the supports: positive, reluctant, distressed, communicated preferences |
| Progress towards goals | Reference the participant's NDIS goal that this session addressed, and note any observable progress |
| Incidents or concerns | Any incidents, near-misses, concerns about participant wellbeing, or changes in condition โ even minor ones |
| Follow-up actions | Anything that needs to happen next (supervisor contact, next session focus, referral, family contact) |
| Your signature or digital authentication | Progress notes are legal documents โ they must be attributed to you |
What Makes a Good Progress Note
POOR NOTE: 'Visited participant. Did the usual tasks. All went well.' โ This note tells us almost nothing. What tasks? How did the participant engage? What goal was being worked towards? Any concerns? This note would fail an audit. GOOD NOTE: 'Supported Maria in her kitchen with meal preparation (lunch) in line with her goal of independent cooking (NDIS goal: Daily Living Skills). Maria initiated the activity independently today โ she had already gathered the ingredients before I arrived, which is a notable step forward. She managed the stovetop with verbal prompting only. No incidents or concerns. Session ended on time. Maria asked about the next session โ she wants to try making dinner next time.' This note is specific, goal-referenced, observational, and professional.
Support Plans
Every participant has a support plan that tells you: who they are and what matters to them; their NDIS goals; the specific supports funded and how they should be delivered; any risks or health conditions you need to know about; their preferred communication style; and emergency contacts. You must read the support plan before your first shift with a new participant and whenever it is updated. Do not rely on verbal handovers alone. If you cannot find the support plan or it seems out of date, contact the Client Services Manager before proceeding.
Progress notes must be completed within 24 hours of the support session. Notes completed days or weeks after the event are unreliable, may be inaccurate, and could be seen as falsification of records. If you missed a progress note, contact your supervisor immediately โ do not attempt to write it up from memory as if it were contemporaneous.
Knowledge Check
24 hours. Progress notes must be completed within 24 hours of the support session ending. This is both an OCC policy requirement and a reflection of the NDIS Practice Standards' requirement for accurate, timely documentation. Notes completed after this timeframe may be flagged in an audit.
Document it factually in the progress note under 'Incidents or concerns' or 'Participant communication.' Use the participant's own words in quotation marks where relevant. Do not interpret, diagnose, or draw conclusions โ just record what was said or observed. Note any follow-up action you took (e.g., mentioned to supervisor). Example: 'Participant mentioned feeling lonely since a family member moved away. Noted for supervisor awareness. No immediate safety concern identified.'
SW9 โ Privacy & Confidentiality
Reporting incidents is one of the most important things you will ever do in this role. A promptly reported incident can prevent further harm, trigger the right support, protect the participant, and protect you. An unreported incident โ or one that is reported late or minimised โ can have serious consequences for participants and for your ongoing employment and registration.
OCC uses the Incident Report Form (INC-IRF-001) to document all incidents. You must submit a completed form within 24 hours of any incident, regardless of how minor it seems.
What Counts as an Incident?
An incident is any event that has, or could have, an adverse impact on a participant's health, safety, wellbeing, or rights. When in doubt, report. It is always better to report something minor that turns out to be nothing than to fail to report something serious.
| Category | Examples โ Report These |
|---|---|
| Physical harm or injury | Participant falls, cuts, bruises, burns, allergic reactions, medication errors, choking |
| Psychological or emotional harm | Participant expressing suicidal thoughts, self-harming, showing signs of extreme distress or trauma |
| Alleged abuse or neglect | Participant discloses abuse; you observe unexplained injuries; participant appears afraid of someone in their environment |
| Property damage or theft | Participant's property is damaged, lost, or stolen during a support session |
| Near-misses | Something that almost went wrong โ a hazard that could cause harm if not addressed |
| Participant absence | Participant is not at home when expected and cannot be reached |
| Allegations against a worker | Participant, family member, or third party makes an allegation against any OCC worker |
Reportable Incidents โ What Goes to the NDIS Commission
Some incidents are classified as 'reportable incidents' under the NDIS (Incident Management and Reportable Incidents) Rules 2018 (Cth). These must be reported to the NDIS Commission by OCC management, within 24 hours. As a support worker, your role is to report to OCC management immediately โ not to report to the Commission yourself. But you must understand what a reportable incident is so you escalate appropriately.
| Reportable Incident Type | Action Required |
|---|---|
| Death of a participant connected to the delivery of supports | Call your supervisor immediately. Complete incident form. Director notifies Commission within 24 hours. |
| Serious injury (requiring hospitalisation or medical treatment) | Ensure participant receives emergency care first. Call supervisor. Complete incident form. Director notifies Commission within 24 hours. |
| Sexual misconduct (any form, by anyone in the support environment) | Ensure participant safety. Call supervisor immediately. Do not delay โ this must reach the Director within the hour. |
| Physical, emotional, or psychological abuse | Ensure participant safety. Call supervisor immediately. Do not investigate yourself. |
| Neglect | Ensure participant's immediate needs are met. Call supervisor. Complete incident form. |
| Unlawful use of restrictive practices | Call supervisor immediately. Do not use restrictive practices unless specifically approved in the participant's plan. |
What to Do First in an Emergency
Your priority in any emergency is the participant's safety โ not paperwork. First: ensure the participant is safe. Call 000 if there is a risk to life. Then call your supervisor. Then complete the incident report form within 24 hours. Never leave a distressed or at-risk participant alone while you deal with paperwork.
You are supporting a participant with their daily routine when they slip and fall in the bathroom. Your first priority is to check on them. Do not move them if they may have a spinal or neck injury โ call 000 if you are unsure. Once medical assistance is either underway or confirmed as not needed, call your supervisor. After the immediate situation is resolved, complete the incident report form (INC-IRF-001) within 24 hours. Document: the time of the fall, what you observed, what the participant said, what first aid was applied, who was called, and the outcome.
Knowledge Check
Stay calm. Take what they say seriously. Do not dismiss it or tell them they must have been mistaken. Do not promise you will keep it secret โ you cannot. Tell the participant that you care about their safety and that you need to tell your supervisor so that they can get the right support. Call your supervisor immediately after the session ends (or during, if the participant is in immediate danger). Complete an incident report form within 24 hours. The incident will be escalated to the Director and may be reported to the NDIS Commission and/or police.
Yes. You are legally protected as a good faith reporter. If you genuinely believed something warranted a report and you reported it honestly and without malice, you are protected even if investigation shows the situation was different from what you understood. This protection exists to encourage reporting โ the worst outcome of a false alarm is a brief investigation. The worst outcome of not reporting a real incident is far more serious.
SW10 โ Professional Boundaries
Work health and safety is not just a rule OCC has to follow โ it is how we protect you and the people you support. As a support worker, you deliver services in environments that OCC does not fully control: participant homes, community venues, vehicles, and public spaces. This means you need strong WHS awareness and the confidence to identify and respond to hazards wherever you find them.
Your WHS Duties
You have legal obligations under work health and safety legislation. These apply regardless of where you are working โ including in a participant's home.
| Your Duty | What It Means in Practice |
|---|---|
| Take reasonable care of your own health and safety | Do not ignore a hazard that puts you at risk. Use PPE when provided. Follow safe work procedures. |
| Take reasonable care not to harm others | Your actions must not put the participant, their family members, or others at risk of harm. |
| Comply with OCC's WHS instructions | Follow manual handling procedures, PPE requirements, and any other safety instructions from OCC or your supervisor. |
| Report hazards promptly | If you see a hazard โ in a participant's home, in a vehicle, in any work environment โ report it to your supervisor the same day. Do not wait. |
| Participate in WHS training | Attend all WHS training OCC provides. Keep your manual handling and infection control certificates current. |
Hazard Identification in Participant Homes
Before and during each shift, mentally scan the environment for hazards. Common hazards in participant homes include: wet or slippery floors; cluttered pathways; unsafe furniture or bed height; aggressive or large animals; faulty equipment (wheelchairs, hoists, shower chairs); poor lighting; and presence of other household members who may behave unpredictably.
You are not expected to fix hazards yourself. You are expected to note them, avoid them where possible, and report them to your supervisor immediately so that appropriate action can be taken. If the hazard presents an immediate risk to you or the participant, you may need to pause the support session and contact your supervisor before proceeding.
You arrive at a participant's home and notice the grab rail in the bathroom has come loose from the wall. The participant uses this rail when transferring onto the toilet โ without it, there is a significant fall risk. Do not attempt to fix the rail yourself. Do not proceed with personal care that requires the participant to use the rail. Contact your supervisor immediately. Explain the situation. Follow your supervisor's instructions โ they may contact the participant's family or landlord, or arrange an interim support method. Document the hazard in your progress note and complete a hazard report.
Manual Handling
Musculoskeletal injuries from manual handling are one of the most common workplace injuries in the disability and aged care sector. You must complete manual handling training before supporting participants who require physical assistance. Key principles: never lift alone if the participant's weight requires two people or equipment; use prescribed equipment (hoists, slide sheets, transfer belts) correctly; adjust the environment before you start (bed height, furniture position); and always communicate with the participant about what you are going to do before you do it.
Infection Prevention
You must complete infection prevention and control training annually. Key practices: wash hands with soap and water for at least 20 seconds, or use alcohol-based hand sanitiser, before and after personal care; use gloves and other PPE when required; handle and dispose of waste according to OCC's procedures; and do not attend work if you are unwell. If you are supporting a participant with a known infectious condition, follow the specific infection control requirements in their support plan or seek guidance from your supervisor.
Knowledge Check
Report it to your supervisor immediately โ on the same day, either by phone or via the OCC hazard reporting process. Document the hazard in your progress note. If the hazard presents an immediate risk to the participant or to you, pause the support session (or the unsafe component of it) and contact your supervisor before proceeding. Do not attempt to fix structural or equipment hazards yourself โ that is outside your role and may create additional risks.
For safety reasons: the participant needs to know what is about to happen so they can prepare their body, cooperate, and alert you to any pain or discomfort. For dignity reasons: it respects the participant's autonomy and ensures they are an active participant in their own care. For legal reasons: physical assistance without consent could constitute assault, even if well-intentioned.
SW11 โ Documentation & Progress Notes
Privacy and professional boundaries are not bureaucratic concepts โ they are how we protect participants, protect ourselves, and maintain trust. Participants share deeply personal information with us, invite us into their homes, and trust us with their physical care. That trust is a serious responsibility.
Privacy โ What You Must Do
| Privacy Rule | In Practice |
|---|---|
| Only collect information that is needed for the participant's support | Do not ask personal questions beyond what is required for your role. If a participant volunteers personal information, you may note what is relevant but should not probe further. |
| Keep information secure | Do not leave notes, files, or devices with participant information unattended. Do not discuss participant information in public places. Lock your device if it contains participant information. |
| Only share information with authorised people | Do not discuss a participant's situation with family members who are not listed as authorised contacts. Do not share information with other participants or community members. |
| Respect participant consent | Do not share information about a participant without their consent, except in very limited circumstances (risk to safety, legal obligation). |
| Handle records properly | Progress notes, incident reports, and participant files are confidential documents. Submit them through OCC's system only. Do not email participant information to personal email accounts. |
Social Media โ A Common Risk Area
You must never post any information, photos, or comments about participants on social media โ even without naming them, even with the best intentions, even with the participant's permission. Participant information shared on social media is not secure, cannot be recalled, and may violate the Privacy Act 1988. This includes photos taken during support sessions, posts about 'a client I support', and any information that could identify a participant. A single social media breach can result in immediate termination of employment.
Professional Boundaries
Professional boundaries protect both you and the participants you support. They are not about being cold or distant โ you can be warm, caring, and genuinely engaged while maintaining clear professional limits. Boundaries that must always be maintained include:
| Boundary | Why It Matters |
|---|---|
| Do not accept gifts from participants (except very minor, token gifts) | Accepting gifts can create feelings of obligation, blur boundaries, and lead to complaints of financial manipulation |
| Do not lend money to, or borrow money from, participants | Financial transactions between workers and participants create exploitation risks and legal liability for OCC |
| Do not give participants your personal mobile number | Contact between participants and workers outside scheduled supports must go through OCC channels |
| Do not continue contact with participants after your employment ends without OCC approval | Post-employment relationships require specific approval and policy compliance to prevent exploitation |
| Do not become involved in a participant's personal, financial, or legal decisions | These decisions must remain with the participant, their legal representative, or their support coordinator โ not their support worker |
Mandatory Reporting โ Child Safety
If you support a participant who is a child, or if a participant discloses information suggesting a child is at risk of harm, you may have mandatory reporting obligations under Victorian law. Contact your supervisor immediately if you are concerned about a child's safety โ do not wait until after your shift.
Knowledge Check
Politely explain that you are not able to discuss a participant's situation or progress with family members without the participant's explicit consent and without going through OCC. Refer them to the Client Services Manager, who can facilitate an appropriate conversation if the sibling is an authorised contact. Even if the sibling seems genuinely caring, sharing participant information without authorisation is a privacy breach โ regardless of who is asking.
No. OCC's privacy policy prohibits sharing participant information, images, or identifying details on social media in all circumstances. Even with the participant's verbal permission, this is not acceptable โ a participant's verbal permission does not override OCC's obligations under the Privacy Act 1988. If you want to document a positive moment, write about it in your progress note (without identifying details) or raise it with your supervisor.
SW12 โ Pay, Conditions & Your Rights
As an OCC support worker, your employment conditions are governed by the Social, Community, Home Care and Disability Services Industry Award 2010 (SCHADS Award, MA000100), made under the Fair Work Act 2009 (Cth). You are entitled to know your entitlements and how they are calculated. If you believe your pay or conditions are incorrect, you have the right to raise this with OCC โ and ultimately with the Fair Work Ombudsman.
Pay and Payroll at OCC
| Item | Details |
|---|---|
| Pay cycle | Fortnightly โ paid every two weeks into your nominated bank account |
| Superannuation | 12% employer contribution as at 1 July 2025 (rising to 12.5% from 1 July 2026), paid into your nominated super fund in line with the Superannuation Guarantee (Administration) Act 1992 |
| Payslips | Provided for every pay period โ itemises hours worked, pay rate, allowances, tax withheld, and super contributions. Keep all payslips. |
| Tax | PAYG withholding in line with ATO requirements. Complete a Tax File Number Declaration form if you have not already. |
| Probation | 3 months from your commencement date for all employees |
Leave Entitlements
| Leave Type | Full/Part-Time | Casual | Notes |
|---|---|---|---|
| Annual Leave | 4 weeks per year (accrues progressively) | Not entitled (casual loading compensates) | Cannot be cashed out below NES minimum |
| Personal/Carer's Leave (Sick Leave) | 10 days per year | 2 days unpaid carer's leave per occasion | Used for your own illness or to care for an immediate family member |
| Compassionate Leave | 2 days per occasion | 2 days unpaid per occasion | Death or serious illness of an immediate family member |
| Community Service Leave | Unpaid (jury duty is paid) | Unpaid (jury duty may be paid) | For jury service or emergency volunteering |
| Parental Leave | Up to 12 months unpaid (right to request 12 more) | May have limited entitlements | Must have 12 months continuous service |
| Long Service Leave | Refer to Victorian Long Service Leave Act 2018 | May accrue after 7 years | Pro-rata available after 7 years |
Penalty Rates
Under the SCHADS Award, you are entitled to penalty rates for work outside ordinary hours. The rates below are indicative โ always check the current SCHADS Award at fairwork.gov.au for the rates applicable to your classification and work type, as they are updated annually on 1 July.
| When You Work | Indicative Penalty Rate |
|---|---|
| Monday to Friday โ ordinary hours | Base rate (100%) |
| Saturday | Typically 150% of base rate |
| Sunday | Typically 200% of base rate |
| Public holidays | Typically 250% of base rate (plus possible additional entitlements) |
| Early morning (before 6am) or late night shifts | Shift allowances may apply โ refer to current SCHADS Award schedule |
Pay rates and penalty rates under the SCHADS Award are updated on 1 July each year. The rates above are indicative only. Always verify current minimums at fairwork.gov.au before querying your pay. You can also call the Fair Work Infoline on 13 13 94.
Cancellation Policy
You are required to provide at least 24 hours notice if you cannot attend a rostered shift. Failure to provide notice may affect your pay entitlements for that shift under the SCHADS Award provisions. If you are a casual worker, you may accept or decline shifts โ but repeatedly declining without reason may affect your ongoing rostering. Speak with the Operations Manager if you have concerns about your availability or roster.
If Your Pay Is Wrong
Raise it with the HR/Finance Manager in the first instance. If it is not resolved, contact the Fair Work Ombudsman at fairwork.gov.au or call 13 13 94. You cannot be dismissed, disadvantaged, or treated differently for exercising your legal rights under the Fair Work Act 2009.
Knowledge Check
As of 1 July 2025, the Superannuation Guarantee rate is 12%. This increases to 12.5% from 1 July 2026. OCC must contribute this rate on your ordinary time earnings into your nominated super fund, in line with the Superannuation Guarantee (Administration) Act 1992. If you have a question about your super contributions, check your payslip or contact the HR/Finance Manager.
No. Casual employees are not entitled to accrue annual leave, but your casual pay rate includes a loading that compensates for this. You are entitled to two days of unpaid carer's leave per occasion if you need to care for an ill immediate family member. If your employment type changes to permanent part-time or full-time, speak with the HR/Finance Manager about your updated entitlements.
โ Training Pathway Complete
Support Worker Training Pathway ยท 12 modules ยท Open Care Connect
Please confirm each of the following before generating your record:
Training Completion Signatures
- Open forms.microsoft.com and sign in with your OCC Microsoft account.
- Click New Form โ title it "OCC Training Completion โ Support Worker Training Pathway".
- Add fields: Name (Text), Staff ID (Text), Date Completed (Date), Pathway (dropdown: Support Worker / Core Team), and a declaration confirmation (Choice: Yes/No).
- Click Share โ copy the link โ paste it into this file replacing # in gen_hub.py, then regenerate.
- Responses automatically save to an Excel workbook in your SharePoint โ your training register, built in.